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Estimating the number of clusters in a data set via the gap statistic

Robert Tibshirani, Guenther Walther, Trevor Hastie

Journal of the Royal Statistical Society: Series B (Statistical Methodology) · 2001 · Volume 63 · Issue 2

DOI: 10.1111/1467-9868.00293

Abstract

We propose a method (the ‘gap statistic’) for estimating the number of clusters (groups) in a set of data. The technique uses the output of any clustering algorithm (e.g.K-means or hierarchical), comparing the change in within-cluster dispersion with that expected under an appropriate reference null distribution. Some theory is developed for the proposal and a simulation study shows that the gap statistic usually outperforms other methods that have been proposed in the literature.

Keywords

Clustering, Groups, Hierarchy, Uniform distribution

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